Securities regulators create and maintain the Regulatory Framework for securities and investments in the Yukon.
Canadian Securities Administrators
Securities regulators from each province and territory work together as the Canadian Securities Administrators (CSA). The CSA creates a consistent approach to securities regulation across Canada and works to protect investors.
On the CSA website, you can find regulatory requirements, news releases, market updates and investor tools and resources to help you make informed decisions.
Learn about investing
- Canadian Securities Administrators investor tools
- Check a security professional's registration
- Learn about investing basics
Avoid investment fraud
- Find investor warnings and alerts
- Learn how to spot the red flags of fraud
- Learn about common frauds and scams
North American Securities Administrators Association
The North American Securities Administrators Association (NASAA) is made up of securities regulators from Canada, the U.S. and Mexico. You can find investor resources and tips for keeping yourself safe from investment fraud on their website.
SEDAR+
SEDAR+ is used to file, disclose and search for information about Canada's capital markets. You can use this online platform to research, make investments decisions, and check any documents filled by a securities issuer. It's available to 24/7 and combines multiple systems and databases.
National Registration Database (NRD)
National Registration Database (NRD) allows dealers and advisers to file registration forms electronically. Securities industry professionals are required to register with the securities regulator in each province or territory where they do business. Securities regulators will only register firms and individuals if they are properly qualified. Use the National Registration Search to check if an individual or firm is registered.
If you have questions, email [email protected] or phone 867-667-5466.